Problem Solving: NICU Referrals

Question:  I work in a Level 2 special care nursery; it is staffed with PRN OTs and PTs who specialize here. A nurse on the unit has asked me for a guide to knowing when to refer for therapy services, based on evidence based research. She would like us to present this to the RN practice council at our hospital. I am wondering, do you use any guide, or know of research supporting when to refer, other than state requirements (i.e. LBW or drug exposed)?  I am very appreciative of your response in advance!  I really enjoy your Q and A series!!!

 

Answer: See the guidelines in my 2007 article “An Evidence-based Approach to Nipple Feeding” available on my website. Recent papers by Jadcherla et al (2010), Kirk et al (2007) also profile what I like to call the “high-risk fragile feeder” that would benefit from support by therapy. You also should consider adding those infants who continue to require ventilation or HFNC when approaching 34 weeks PMA, as their respiratory co-morbidities are readily supported by both Kirk and Jadcherla’s findings.

Shaker, C.S. & Woida, A.M. (2007) An evidence-based approach to nipple feeding in a level III NICU: Nurse autonomy, developmental support and teamwork. Neonatal Network, 26:2, 77-83.

Jadcherla, S. R., Wang, M., Vijayapal, A. S., & Leuthner, S. R. (2010). Impact of prematurity and co-morbidities on feeding milestones in neonates: a retrospective study. Journal of Perinatology, 30(3), 201-208.

Kirk, A.T., Alder, S.C. and King, J.D. (2007) Cue-based oral feeding clinical pathway results in earlier attainment of full oral feeding in premature infants. Journal of Perinatology 27(9): 572-8.

I hope this is helpful.

Catherine

Problem Solving: Monitors in the NICU

Question:
Just curious, what is the practice of your acute care facility when it comes to silencing/pausing monitors? Are SLPs permitted to silence or pause the alarms in your facility? Is there a policy on this in your facility? I am interested in all populations, but particularly interested in hearing from NICU therapists.  I’ve done a lit search on this and have come up empty.
Answer: This is a complex question. As therapists in the NICU, we have the potential to cause harm, as the infant whom we are treating, by the nature of his need for intensive care, can indeed exhibit significant physiologic instability both during feeding readiness interventions and during attempts to coordinate sucking, swallowing and breathing. The neonatal nurse who is caring for/”assigned to” the infant you are treating is responsible for his medical stability. As therapists, we need to foster strong relationships with, and respect for, the bedside RN. She is your partner in care and there to both guide you, inform you, and intervene to support the infant with whom you are interacting. Your conversations with her should include how the infant has been doing, which will include his recent (~24 hour) and baseline physiologic stability and any concerns she may have about how fragile he might be, what conservative measures you might need to take during you treatment. That conversation should also include making a plan with her, should the infant show signs of impending or indeed acute instability. Be sure you know what those signs might be for that infant; if you are not sure, don’t hesitate to ask for her guidance and teaching. I learned long ago (YIKES! almost 30 years now) that asking questions or for guidance in the NICU is critical for learning about this unique environment and fragile population, as well as the complex (and ever changing!)medical information that impacts our care. We gain the respect of our neonatology and nursing colleagues by never hesitating to ask their input and guidance; if we don’t ask the questions or have the conversations we should, to build this partnership, we place the infant at undue risk, and we also risk respect that can be afforded to our profession. Each interaction with nursing prior to seeing the infant should be of the utmost importance. The nurse can clarify when to notify/call her, what objective parameters are ordered for that infant’s vital signs (HR, RR, saturations), what are the normal ranges for those parameters for him, what physiologic changes warrant her immediate notification so she can assess the infant. When the infant alarms, there is a reason; maybe it is an simple as the equipment is not picking up the signals, but most often it can reflect impending decompensation or indeed an acute event. The alarms, which “sound” often up to 15 seconds after vital signs actually have started changing, mean the infant requires immediate and accurate assessment and likely intervention. Your learning as an NICU team member and your conversation with that bedside nurse before that session should guide you. Never hesitate to ask for help when the infant alarms. Your understanding of why the infant alarmed, what to then assess, what to do, when to stop doing it and when, despite what the monitor says, the infant is not responding, are skills not quickly learned in the NICU. After all these years and so many wonderful nurses mentoring me and helping me hone my skills, many of the nurses trust me implicitly to support the infant. I still look to them to guide me, and respect their value from moment to moment, as the infant’s safety is at stake. With each and every nurse whose infant I work with on a given day, we have the conversations I described above, before I ever lay hands on that infant. The conversations reinforce our partnership, our mutual respect and regard, and offer me so many opportunities to learn and grow every day.
I hope this is helpful.

Catherine
Catherine S Shaker, MS/CCC-SLP, BRS-S

Problem Solving: Providing cheek support in the NICU

Question:

If an infant has an inefficient suck because of lack of buccal fat pads and often slightly low tone the combination can result in too wide a jaw excursion and a very inefficient suck. Why would you not give jaw and cheek support (as needed) to make the whole coordination process easier and less fatiguing? If the baby’s resulting suck then is strong enough to receive too fast a flow, I would think that the solution would be to use a nipple with a slower flow rate, not eliminate the support that improved the suck. If nurses are giving too much support, it would also help to provide the training to create guidelines for the amount of support that is just right for each infant.

Answer
With all of our NICU babies, the value or adverse effect of strategies requires consideration of a number of underlying and related issues. One must consider the whole infant, i.e. co-morbidities (respiratory, airway, sensory-motor, and GI) when looking at supportive/compensatory techniques for feeding/swallowing.

Sucking pads are believed to develop in the last month of intrauterine life, so approximately 36 weeks in utero. So they are not available to many preterms. In normal postural/oral-motor development, the cheeks and lips are not active (i.e. not used) for feeding in the normal newborn until he is 3-4 months of life. Prior to that time, the cheeks/lips (they work as a system) posture on the nipple/breast for stability–they do not actively form an anterior seal to obtain the fluid bolus. As a result, the nutritive suck is achieved through a strong “tongue-palate” seal. I have seen a couple newborns and preterms with, unfortunately, multiple hemangiomas that eroded the cheeks and lips right after birth; each was able to feed effectively (no cheek support needed) due to an intact tongue and palate, and, therefore, a tongue-palate seal.

Even with a slow flow/controlled flow nipple, our vulnerable preterms can get too much flow, too large a bolus. When we add cheek support, we will increase the flow rate and the bolus size. Because most preterms have very strong sucks, often too strong for their own good, and are “stuck in sucking” much of the time, as Pamela Lemons wrote, caregivers must look at the dynamic, or synactive, impact of all interventions on each other. So if cheek support is used, it affects more than the suck, in other words. Increasing the flow rate, or doing so inadvertently through cheek support, is not supportive for preterms’ swallowing safety. While it will increase intake (efficiency of feeding), it is likely to result in physiologic instability. This may or may not be apparent as aspiration events in preterms are most often silent in my clinical experience. The anatomy of the preterm and the physiology of the swallow predispose the infant to easily overfill the valleculae; this, combined with a tendency toward increased work of breathing and an increased respiratory rate, along with neuromotor and neurologic immaturity, can render the airway unsafe. The preterm is unlikely to be able to make the dynamic adjustments required as the pharynx reconfigures itself from a respiratory tract to an alimentary tract and back to a respiratory tract with each swallow, especially if it occurs in the presence of flow that may readily move to a rate beyond his capacity.

We can provide the postural stability to offset lack of sucking pads through effective swaddling with limbs to the body midline, elbows inside the blanket, a sidelying position, neutral head neck flexion with slight tilting down of the chin, and offer effective external pacing based on the infant’s continuous feedback to help suck, swallow and breathing remain coupled and synchronous.

Over the last 25+ years working in Level III NICUs, I have rarely needed cheek support to facilitate safe and effective feeding; those occasions have been with sick newborns, not preterms.

I have also observed preterms offered cheek support during a Video Swallow Study (to assess its impact on the swallow, as it was being used at bedside by well-intentioned caregivers), overfill the valleculae and penetrate or aspirate as a result. Matthews wrote years ago that, with preterms, it is not the work of “sucking” that makes feeding challenging but the work of trying to “breathe” in the presence of a flow they cannot manage safely, which in turn then inhibits/disrupts breathing.

If volume is the overriding goal, cheek support may be viewed as a critical tool by some caregivers, and often unfortunately is. As there is hopefully a paradigm shift from “Volume Driven” to “Infant Driven” feeding in NICUs, the reasoning behind not using cheek support for preterms will hopefully be more readily understood by our nursing colleagues. Until then, helping our nursing colleagues understand the “why” behind our protective strategies, and the why behind strategies that are not viewed as supportive, is a good interim step.

Problem-Solving : Infant with chromosomal abnormality and weak suck

Question:

I am seeing an infant born at  38 weeks now  day of life # 31 baby. Has weak suck. Is able to bring liquid into mouth but no coordination. to swallow. Most liquid pools in mouth and is spit out. Baby tires quickly. Baby has many other health issues including predominant extensor tone, cardiac, chromosomal abnormality-only 50 cases known  -life expectancy is very low). I would appreciate any suggestions re: stimulation of swallow, feeding intervention.

Answer:

This certainly appears to be a challenging newborn. From what you describe, there appear to be significant issues for swallowing safety and oral feeding may not be indicated right now.

Many sick infants with such a presentation actually have underlying low tone proximally. Thus the hypotonia that likely exists in the head/neck provides a poor base of support for the trachea and for the swallowing mechanism.  It is likely that both the intrinsic and extrinsic tongue muscles are hypotonic. As a result not only will the suck be weak, but the swallow will be affected (decreased BOT for posterior propulsion, decreased pharyngeal compression and motility related to reduced control of the constrictors, etc.). Due to underlying low tone throughout the upper body, it is likely that there are respiratory issues that may result in increased work of breathing, that might compromise timing of the swallow-breathe sequence.

What is his actual diagnosis? What are his pharyngeal reflexes like? Often in such babies those reflexes are unreliable. Does he swallow his saliva? Sounds like it may also pool as does fluid offered. What is his state regulation like? What about work of breathing? What is the status of his airway —is there any auditory suggestion that he is not maintaining it? Not uncommon with such a postural presentation.

Given what we know, I’d suggest a swallow study. It is likely there is a delay in the initiation of the swallow, along with reduced pharyngeal motility and clearing, and the risk for silent aspiration, given what you describe, is high. This information about his swallow will be important to your intervention plan and for the discharge plan,especially since he has already been hospitalized a month.

I’d also recommend to the neo that we limit to gavage feedings only, with swallowing trials (as safety permits) by the SLP. Intervention would include a good postural base (via swaddling and positioning–well-supported sidelying may help tremendously; check with OT/PT as needed), work on the intrinsic and extrinsic tongue muscles (via deep pressure input, direct and indirect tapping, direct NDT techniques to the muscle groups of the tongue to improve stability and control); the cheek/lip muscles may benefit from direct input as well, as they are likely also to be hypotonic given what we know. This is not to say that the cheeks/lips need to be active (they are not active in normal infants  until 3-4 months of age) but they do provide postural stability for the tongue during young infant feeding. If the pharyngeal responses are diminished, again likely with this presentation, I have found some direct sensory-motor input can be helpful. Depending upon results/impressions from the swallow study, one might consider, after providing the sensory-motor preparation just described, offering  trace amounts (single sucks at best) of fluid via a slow flow nipple, which would have been trialed in Radiology (Dr. Brown’s Premie Flow level P or Enfamil slow flow) and observe.

The other issues are of course ethical and quality of life if indeed life expectancy is limited with his diagnosis. So close collaboration with the neos and nurses, and family, regarding safety issues and impact is essential. Volume won’t be the goal if swallowing trials are initiated. He will need some form of tube feeding for his nutrition.

Likely this would be an NG if life expectancy is short and prognosis overall is poor, but in some cases a PEG is placed. On-going therapy that may eventually be more monitoring or episodic, is typically provided after discharge.

Catherine

Problem Solving: NICU therapy services

Question: There are several different hospitals with NICU’s in my general area and many of our nurses float between hospitals. Periodically one will question the differences in speech services in the different NICU’s. In particular one NICU has a plethora of SLP’s who work there full time (contracted in) and typically feed a majority of the babies every day (or so I am told). Comparatively, our NICU has one SLP (me) where I typically feed the babies on my list once every 1-2 weeks  – with a tx focus more on sensory stim, tongue thrust reversal, NNS and oral reflex stim. I am wondering what other NICU’s are doing around the country? How often do you see each baby and is feeding part of your tx at each visit? Thank you in advance,

Answer:
Roles of the SLP in the NICU vary depending on the particular NICU, and, of course, on the SLPs perspective, expertise and passion, as well as logistics of budget, staffing and training.
Some NICUs are much farther along in the transformation from volume-driven to infant-driven feeding. As such, they can more readily benefit from a more consultative model similar to what you describe you describe. Even so, typically, our presence on a regular basis is critical and builds the relationships necessary to give us value in the NICU as a resource for research, the latest information about swallowing/feeding and outcomes, guiding parents, providing in-services, and having “casual” conversations with staff (both MDs and RNs) as colleagues, which provide a basis for mutual respect and problem-solving together both in the present and the future. This provides the basis for “belonging” to the team. It does not happen overnight but it is a journey every NICU therapist, I believe, mustembrace.

Due to the positive influence of maturation, as well as the adverse effects of changes in medical status (i.e., decline,weaning of supports, fluctuations in the influence of current and new-onset co-morbidities etc.), a frequency of every 1-2 weeks would be very limiting. It doesn’t typically allow for the collaboration from day to day with RNs/Neonatologists, problem-solving, parent teaching and guided participation, updating of suggestions, as well as actual therapy to improve function, be it for feeding readiness or safe and efficient swallowing/feeding. Preterms and often sick newborns in NICU change daily; our input is critical regarding resulting changes in  recommendations/suggestions, progression to PO, and for advocating for neuro-protection for the developing preterm, for whom the “work” of feeding may present new and perhaps more concerning safety issues over time. Nothing in NICU is static. Each day, each session, each interaction with caregivers/staff brings a new perspective and perhaps a different level of support needed from day to day.

I hope this is helpful.

Catherine
Catherine S. Shaker, MS/CCC-SLP, BRS-S
Board Recognized Specialist – Swallowing and Swallowing Disorders
http://www.Shaker4SwallowingandFeeding.com

Problems Solving: Bradycardia during PO in the NICU with Bionix bottle

Question:

This week I had a baby who was only 34 wks, 1 day (born at 29 wks) and doctors were pushing PO feeding and discharge (because I have a magic wand that can get a baby feeding in 24 hrs- sarcasm noted :). With a slow flow nipple, pacing to 3, and inclined/sidelying position, the baby had 3 episodes of desaturations and one episode of bradycardia. So, I talked with the doctors about trying the Bionix Controlled Flow nipple. I have used it 2 consecutive days, and baby’s intake was 6 cc’s on the first day with advancement to setting “2” and 11 cc’s on the second day, with advancement of setting “3”. No more episodes of bradycardia/desaturations. Pt does have some stress noted as I advance settings, but I normally will stop advancing if pt shows signs of stress and he has seemed to tolerate it as we keep going. I’ve also implement pacing to help.
My question was, what types of patients benefit best from using these bottles? It seems as if it’s a good way to work on swallowing on the young babies (34-35 wks) without going quickly to a MBSS and giving them time to grow. If pt was 36+wks I would be quicker to move towards a MBSS, but bc of his age, I kind of want to give him time and practice before I radiate him so young. Does that line of thinking make sense? This is only my 2nd time using the bottle and it seems to be working well- giving the baby practice every day without overloading him. Any other specific cases in which this bottle worked well? Thanks in advance for your input! Sorry such a long post!

Answer:

You don’t mention much about his history except that he was a 29 week GA infant. As a former 29 weeker, this infant likely has respiratory co-morbidities. I suspect he is in RA as you don’t mention any NC02. Not sure how early your NICU typically discharges but for a 29 weeker, discharging at 34-35 weeks PMA is not typical; an infant with his history is unlikely to be even a marginally-skilled feeder by that post menstrual age (PMA). He likely needs careful co-regulated pacing to support coordinated swallows.

It is true that swaddled sidelying and limiting the bolus size are  key interventions with preterms, as is using a slow/controllable flow rate.

A couple thoughts for you.

The external pacing you report providing with the slow flow nipple every 3 sucks may not have been a match for his needs. What I think of as providing  “pacing” is to  impose breaks from sucking to facilitate a pause in sucking, to allow for swallowing without delay, and then support the immediate initiation of several deep breaths. If the caregiver arbitrarily imposes a break in sucking at predetermined junctures, i.e. every 3 sucks, we take the infant’s communication from moment to moment out of the equation. The infants communication tells the caregiver when to impose a break, That is why I like the term “co-regulated pacing”–that means the infant and the caregiver have a reciprocity during feeding such that one guides the other. For a description of  the communication signals the infant uses to guide the feeder, you can look at the ASHA Leader February edition 2013 for the article I wrote entitled “Reading the Feeding”  in the NICU. You can also find it on my website www.Shaker4SwallowingandFeeding.com under the TAB “publications”. If we use the infant’s communication to guide the pacing, you then don’t arbitrarily pace at 3-5 sucks for example. You support the infant from moment to moment. So maybe with a slow flow nipple, i.e. Enfamil’s, you might see he showed you cues after one suck or two sucks; if so, waiting until 3 sucks may have given him a bolus that was too large, or that delayed the re-initiation of breathing too long, and caused swallowing and breathing to become uncoupled.

The Bionix bottle/nipple can also limit bolus size but I find the design of the nipple is not developmentally-supportive for the oral-sensory-motor system of the preterm. While its shape is consistent with what the evidence-base suggest is optimal, the hard tubing running down the center of the nipple (which is necessary to regulate flow in Bionix design) provides an atypical stimulus for the tongue, not like the breast certainly (which is soft and moldable during breastfeeding) and not like a typical bottle nipple (which can be compressed with no “hard” input).

For preemies, who already are in an altered sensory environment and are wiring their brains outside the uterus, we must all be thoughtful about any sensory input we provide/offer. Every experience matters in the NICU, especially with feeding. So I encourage you to look at Reading the Feeding, go back to the slow flow nipple and use all the other good interventions you mentioned. Watch the baby; let him guide you about what he needs and co-regulate the feeding. You don’t need the Bionix bottle in my experience.

I agree that going to radiology is not the next step given what you have told us.
I hope this is helpful

Catherine
 

Problem Solving: Supporting infants of diabetic mothers in the NICU

Question: It seems as if our NICU has had an influx lately of infants whose mothers were diabetic. I have found these babies to be very poor feeders. I am sure those of you who work in the NICU have had these babies also. I want to get some feedback from my colleagues about treatment techniques with these infants. Besides pacing and using slow flow nipples are there any other techniques you use with these babies?

Answer:  I agree that Infants of Diabetic Mothers (IDMs) are a challenging population. Due to the high sugar environment in utero, their blood sugars are initially off, and as a result they are very sleepy. Poor state regulation with the resulting inability to sustain alertness and drive/stamina for feeding is common; as their sugars normalize, we expect their state regulation to begin to normalize. They often also have increased WOB and intermittent tachypnea. This not only affects safety of suck-swallow-breathe coordination, but also stamina secondary to respiratory fatigue. Unfortunately, these infants are often term or near term, though not always. They can look “bigger” though they are often a bit low tone, most often described as being “doughy” as this is not typically true hypotonia  (i.e., with a neurological etiology) but can be more transient. That said, if an IDM makes slow progress in feeding skills, neonatologists will often study the infant’s head, as these infants are at high risk for brain malformations due to the intrauterine environment.

Most helpful interventions include: alerting techniques, re-alerting when infant becomes passive (so he is active with the feeding); avoiding any prodding or passive manipulation of the nipple/bottle/infant’s cheek or jaw–these interventions increase flow passively and can create safety issues and lead to feeding refusals; swaddling securely in flexion for feeding, supporting all limbs to body midline, hands near face–and re-swaddling after alerting infant versus feeding him “unswaddled”; use of a slow flow nipple to optimize swallow-breathe coordination–avoiding medium and high flow nipples that empty the bottle but are not supportive of coordinated feeding; I tend to not use chin/cheek support, as it increases flow rate and bolus size, which is often problematic if there is truly low tone. Also helpful is co-regulated pacing based on the infant’s continuous feedback regarding swallow-breathe timing and physiologic stability; concentrating the formula to increase caloric density so infant does not have to take as much volume while he is learning; respecting the infant’s signs of disengagement and not steering them back to sucking when they disengage; providing thoughtful and consistent anticipatory guidance and guided participation for all caregivers and especially families so they can understand and support the infant’s developmental strivings and emerging skills.

The biggest challenge as I see it with these infants in the NICU is getting everyone on the same page so we all let the infant guide us, via his communication, versus doing whatever is necessary to empty the bottle.

Problem Solving: Feeding options for cleft palate

QUESTION:

I have been using the Ross (cleft palate) nipple most recently with my newborn cleft babies. It seems to be working really well. I feel pressure to use the Habermann since we have a few boxes in stock but I never seem to have luck with that bottle. Does anyone else seem to have trouble with the Habermann, or is there something that I could possibly be doing wrong?

ANSWER:

Over tightening can “crimp” the disk and obstruct flow and collapse the nipple. Just gently hand-tighten the ring, don’t turn it hard. It gets easier to do the more you use it 🙂

Also the Habermann can be used very effectively without squeezing of the teat. I have had newborns with complete cleft of the soft and hard palate, such that all that was left was the boney nasal septum; they can effectively get flow via their using only their own active compression.

Know that when we squeeze to deliver flow it is likely very challenging to deliver the right amount, even with attending very carefully to the infant’s cues to guide us. That makes it hard to avoid “overfilling the valleculae” and increases risk for bolus mis-direction toward the airway. The long soft palate of the newborn actually sits in the vallecular space, to help create a “bolus accumulation” site that helps “contain” the fluid which, in the normal newborn, is actively “driven” into the valleculae. When the soft palate is cleft, that “seal” is breeched and squeezed flow has the great potential to be beyond the infant’s capacity and to move toward the airway. This has the potential to occur even when we try our best to limit the squeeze/bolus size, since we cannot “see” in the valleculae at bedside to objectively know that the valecullae are getting too full. Let the infant self-limit the flow rate by not squeezing. You can then use co-regulated pacing as needed if the infant “gets ahead of himself”. One of the benefits of the Habermann is that when baby stops sucking, there is no flow.

The Dr. Brown’s Specialty feeder is beneficial as it allows the infant to regulate the flow, provided the caregiver selects a proper nipple flow rate to start with ( typically premie or  level 1, for example)

Safety is always enhanced with infant-guided regulation of flow rate.

Problem Solving: Use of PAL in the NICU

Question:
I am wondering if any NICU therapists are familiar with or are using the PAL (Pacifier Activated Lullaby). It is supposed to stimulate NNS by playing music while the infant sucks. One of our nurses recently met with the company and is interested in learning more about it. I have not heard of it before this and after looking at their website am not convinced it is worth pursuing. I just wanted to see if anyone else out there has heard of this or has any thoughts. Any input would be greatly appreciated. Thanks!

Answer:
We must all be thoughtful as we evaluate devices that are designed or marketed to develop a skill. It is the thoughtful use of a modality, or the thoughtful decision not use it, based on the clinical assessment of our patient and the evidence, that should be our guide, both in the NICU or in any other level of care in which SLPs are a part of the team.

My NICU clinical experience for over 28 years suggests that PAL (Pacifier Assisted Lullaby)  is not an answer for the feeding/swallowing problems preterm infants present, and may actually inhibit functional skill (i.e., feeding). The issue for preterm infants is more complex than a “sucking problem.” Feeding problems in the NICU are rarely so simple, though sometimes a “poor suck” is unfortunately perceived as the reason for many of them. Learning to feed, both effectively and safely, is a complex, multifaceted challenge for preterm infants.1

I have been part of the team in two large level III NICUs, and many of those babies have been extremely preterm. Many have respiratory distress syndrome (RDS) or CLD (Chronic Lung Disease), requiring intubation and ventilation, and/or need supplemental oxygen in the course of their recovery. We have not observed a direct detrimental effect on non-nutritive suck (NNS). These infants typically demonstrate effective non-nutritive sucking when ready to initiate bottle feeding, with respiratory issues being the paramount barriers. We have found that the NNS typically emerges with development and positive support during care. For all infants, our nurses provide excellent oral care, including developmentally appropriate hand-to-mouth, rooting and pacifier activities, to support development of non-nutritive sucking. For infants with delays in onset of oral feeding due to medical status or those profiled as likely to be high-risk fragile feeders, the speech-language pathologist is added to the team to provide positive early pre-feeding and graded swallowing experiences. This helps the infant make the transition to nutritive sucking more safely and effectively.2

The challenges preterms encounter in learning to feed are most often the direct sequelae of residual respiratory problems. These problems (e.g., tachypnea, increased work of breathing, compensatory breathing behaviors, breath-holding) jeopardize the coordination of sucking, swallowing and breathing. This can lead to respiratory fatigue and incoordination, or indeed adverse events such as choking, coughing and color change. Even infants with excellent NNS can have significant problems learning to suck nutritively because their drive to suck is often stronger than their physiologic sense of oxygenation.3

Very often the co-morbidities of early gestation, lower birth weight and attendant respiratory sequelae make feeding a challenge. The NNS, for which PAL was developed, has not been the issue delaying discharge.

It is also  important to recognize that the NNS and the nutritive suck are very different in their rate and rhythm due to the addition of fluid with nutritive sucking. This renders non-nutritive and nutritive sucking different developmental skills. Lingual patterns on ultrasound have shown significantly greater displacements and excursions when a preterm infant was sucking nutritively vs. non-nutritively on a pacifier.4

The NNS is not in itself a predictor of nutritive success (i.e., bottle feeding), research has found.5
NNS is just one of several domains that require consideration when contemplating the introduction of oral feeding. While found to be helpful, typical non-nutritive interventions have not been shown to decrease length of stay.6

A recent study reported that a non-nutritive stimulation program in an NICU did not result in earlier weaning from an nasogastric (NG) tube or earlier discharge when compared to similar infants without that intervention.7

In addition, PAL is designed to foster, and has as its outcomes, longer sucking bursts. Longer sucking bursts are problematic for the preterm. Longer sucking bursts may inadvertently, and likely do, increase WOB and overall respiratory effort. This “drain” on the infant’s respiratory reserves can have detrimental effects on the functional skill of feeding,8   as PAL is often provided just prior to a feeding.

Also, during PAL, it is likely at the preterm infant is not able to stop on his own at the appropriate junctures to take a series of deep breaths. This is directly related to immaturity, i.e. the drive to suck can inhibit the drive to breathe in the preterm, as he cannot register changes in CO2 versus O2, which can be a by-product of continuous sucking. So we often see a continuous sucking pattern with the pacifier and with PO feeding.9  While continuous sucking may sound like a hallmark of skill, in the preterm infant it can destabilize the autonomic system, lead to breath-holding or insufficient breaths, which can lead to desaturation, and potentially a cascade of events leading to decompensation. So sucking, faster sucking or engaging in longer sucking bursts, is not necessarily good for the preterm and typically is not. Sucking can’t be looked at in isolation, as it is part of a dynamic physiologic event that has multiple system implications/effects. 10   When the focus is on sucking itself, i.e. with PAL, we are not providing the preterm with the careful support required to integrate breathing with sucking. Then sucking activities provided can actually be detrimental to motor-learning, and potentially increase stress on a physiologic level.11  This can then lay down neural pathways that, instead of facilitating positive learning, may move the infant away from learning to feed.12

While it may seem to some that enhancing sucking can be the answer for feeding issues that delay discharge, it is just not that simple. NICU infants learning to feed require dynamic, infant-guided supportive strategies during both pacifier sucking and during feeding, based on watchful vigilance and continuous feedback from the infant. The focus is on physiologic stability, active participation of the infant, and coordination of sucking with swallowing and breathing.5   This approach is more likely to promote readiness for  and eventual swallowing safety, support adequate nutrition, and result in the earlier discharges we have seen in the NICUs I have been fortunate to work in.

As you are undoubtedly aware of, supporting successful feeding for preterm infants goes way beyond sucking. For those infants who indeed do have “sucking” problems, then the involvement of the SLP, who can problem-solve with reflective/critical thinking, is far better than a referral for PAL, in my opinion.

References

  1. 1. Shaker, C.S. (2013) Reading the Feeding. The ASHA Leader – American Speech-Language-Hearing Association.
  2. 2. Shaker, C.S. (2013) Cue-Based Co-regulated Feeding in the NICU: Supporting Parents in Learning to Feed Their Preterm Infant. Newborn and Infant Nursing Reviews (2013) 13 (1): 51-5
  3. Shaker, C.S. (2012) Feed Me Only When I’m Cueing: Moving Away From a Volume Driven Culture in the NICU. Neonatal Intensive Care, Journal of Perinatology-Neonatology, 25 (3) May-June, 27-32.
  4. Miller, J.L., Kang, S.M. (2007).Preliminary ultrasound observation of lingual movement patterns during non-nutritive versus non-nutritive sucking in a premature infant. Dysphagia, 22: 150-60.
  5. Lau, C., Kusnierczyk, I. (2001). Quantitative evaluation of infants’ non-nutritive and nutritive sucking. Dysphagia, 16: 58-67.
  6. Fucile, S., Gisel, E.G., Lau, C. (2002). Oral stimulation accelerates the transition from tube to oral feeding in pre-term infants. Journal of Pediatrics, 141: 230-36.
  7. Bragelian, R., Rokke, W., Markestad, T. (2007). Stimulation of sucking and swallowing to promote oral feeding in premature infants. Acta Paediatrica, 96: 1430-32.
  8. Thoyre, S.M., Shaker, C.S., Pridham, K.F. (2005). The early feeding skills assessment for preterm infants. Neonatal Network, 24: 7-16.
  9. Shaker, C.S. (2010) Improving Feeding Outcomes in the NICU: Moving from a Volume-Driven to an Infant-Driven Approach. American Speech, Language, Hearing Association. Swallowing Disorders Division 13 Perspectives – Oct
  10. Shaker, C.S. (1999) Nipple feeding preterm infants: An individualized, developmentally supportive approach. Neonatal Network, 18(3), 15-22.
  11. Smith G.C., Gutovich, J. et al (2011) Neonatal intensive care unit stress is associated with brain development in preterm infants .Annals of Neurology. 70(4), 541-549.
  12. Browne, J. V., & Ross, E. S. (2011). Eating as a neurodevelopmental process for high-risk newborns. Clinics in Perinatology, 38(4), 731.

Catherine
 

Problem Solving: Bradycardias and desaturations during PO in the NICU

Question: We are currently devising an Infant-Driven Feeding Protocol for our level 3 NICU and have come across some differing opinions regarding our definitions of what are and are not significant episodes (or events) for RNs to be noting and charting. Nursing in our NICU feels that 02 desaturations should only be documented if they are below 85% AND lasting 20 seconds. This seems like a fairly long amount of time to the speech-pathology staff. By not charting shorter events, we are concerned that nursing will not recognize the need for intervention in infants who are experiencing incoordination of their suck-swallow-breathe or who may be aspirating. I am curious what other NICU’s use and qualify as “significant feeding events” as well as if you differentiate between feeding-related oxygen desaturation/apnea/bradycardia and other A/B/Ds. Most literature I have been reviewing regarding 02 desaturations only states the % as a requirement.

Answer:
Your frustration is shared by many I suspect. There are multiple levels to this concern, and that it is often a challenge for SLPs as we try to build the culture of feeding that creates a level of concern for all physiologic instability, even those events that don’t “last as long” as that NICU’s criteria, or those more subtle behaviors during feeding whose early onset signals an imminent event of physiologic decompensation.

Each NICU will have its standards about how the significance of an event (apnea, bradycardia, desaturation) is defined. Depending on the prescribed range of saturations tolerated/accepted for a particular infant (usually its specified in an order), a particular saturation value will have different meaning. Most often as I teach  across the US and consult at NICUs,  85% is most typically the lower limit acceptable. Issues of probe placement, correlation of HR with pulse rate reading, and symmetry of the saturation wave, are all important variables when determining if a saturation level displayed is “real”.

Most NICU charting requires that the desaturation charted includes context of the event (i.e. sleeping, feeding, being held, during another type of procedure). By the time the saturation registers on the monitor, time has already lapsed from the time the event occurred to when the monitor captures it and then the number you see is an average over that time period. In the context of feeding, whether it is apnea, bradycardia or destauration, the infant will have given cues or shown behaviors that reflect the beginning of decompensation long before the monitor registers it. So the monitor read-out becomes a confirmation, with objective specificity (i.e., how low the HR dropped, how low the sats dropped, how long the infant held his breath), of what we are already observing while watching the infant feed. That is why we discourage RNs from watching the monitor while they feed infants and encourage all feeders to watch the infant. By the time the monitor tells you there is a problem, the infant is already in trouble.

That said, the objective information from the monitor helps to put the event in perspective, and is thus valuable. Even if the sats don’t “stay down” 15 seconds, the fact that something caused them to drift down during feeding warrants further consideration, such as why did that happen? what might be the etiology (i.e. obstruction of the airway with part of the bolus, laryngospasm due  to EER during feeding, a low hematocrit that resulted in desaturation with the aerobic demands of  feeding etc.). So you see the bigger question or challenge in this scenario is helping the staff embrace the bigger concept that the infant’s experience of feeding  is closely tied at a fundamental level to the infant’s physiologic stability, and that swallowing and breathing, and the extent to which they stay coupled or become uncoupled, has the potential to result in bolus mis-direction of many types and indeed airway compromise.

The physiologic impact of feeding which results in A/B/Ds is concerning to SLPs in and of itself, regardless of the lowest numbers or the length of the event. That is because we are tuning in clinically to what the infant is doing at that moment, during the event and after the event (i.e. tuning in to color, respiration, WOB, suggestion of bolus mis-direction, swallow-breathe coordination etc.) and using all the information the infant gives us, including his non-physiologic stress behaviors, to then prophylactically and contingently respond with interventions to help the infant maintain or re-gain stability during feeding.

Many wonderful neonatal nurses also use the paradigm I just delineated when they provide watchful vigilance during PO feedings with preterms. There are likely some of these RNs in your unit and they should be a part of developing/refining/implementing your infant-driven feeding protocol. Perhaps think of forming a feeding council to bring this forward as a team, and seek out a neonatologist as your champion to be a part of the group as well. The change away from a volume-driven NICU brings forth many issues, and more of them are likely ahead as you tackle this change in feeding culture. Having a feeding council or committee to begin the collegial discussions is essential for buy in, for re-looking at “old ways” or less helpful ways of doing things, and for discussing your NICU’s guidelines for events, their current significance and their possible significance in an infant-driven culture.

Changing the culture of feeding, which goes hand in hand with implementing cue-based feeding, is a process that takes time and requires interdisciplinary collaboration and much  thoughtful reflection. This question and others that arise during this process, and how they are considered and determined, will drive how well your  NICU evolves and how readily they implement feeding focused on the infant and include you in this journey.

 

Problem Solving: NICU services

Question: Recently I have accepted a new and exciting position at a specialty hospital where I am one of 2 SLPs working solely in the NICU. The rest of the NICU therapy team is composed of OTs. Both OT and Speech provide feeding and swallowing assessment and treatment. Speech interprets the MBSs while OT provides the feeding during these studies, which works great! The potential challenge we see is how do both therapies provide services to an infant and her caregivers without creating a duplication of service when both disciplines treat feeding and swallowing? Does Speech take certain diagnoses, such as all clefts, craniofacial anomalies, etc. and OT the “feeders and growers?” Or do we divide the new orders in half? Has anyone else dealt with, or are you dealing with this? What solutions have you found?

Answer: Actually, all staff in the NICU either support or do not optimally support feeding/swallowing in the NICU, from the first day of life. To the extent that self-regulation is supported during all activities and interactions, the infant wires his brain and entrains the sensory motor system optimally. This then supports the integration of subsystems that underlie safe and effective feeding. Through co-regulation with the infant, i.e., contingent responsiveness by the feeder to the infant’s continuous feedback during feeding, the infant’s self-regulation and therefore physiologic stability, and safe swallowing, can be optimized.

Swallowing and feeding are viewed and supported within the context of the whole infant, the entire team, including the family, and the medical complexities/co-morbidities. A focus on infant-guided versus volume-driven feeding is essential to minimizing stress during feeding. Recent studies have shown that stress in preterms is associated with changes in the structure of the brain. So all of us in the NICU have the potential to either support or constrain the infant’s development, through feeding, both in the short-term in the NICU and in the long-term.

The science and evidence-base regarding neonatal swallowing, its relationship to physiologic stability and postural control, the influence of flow rate on airway protection, the relationship of sucking rate, bolus size and respiratory pattern to safe swallowing must be well understood. Recognizing the uniqueness of the preterm’s anatomy and swallowing physiology, his signs of engagement and disengagement that signal stability versus disruption of the swallow-breathe sequence, awareness of adaptive/compensatory behaviors during feeding, and what are supportive versus non-supportive interventions, are all essential.

Those who support feeding/swallowing in the NICU have the responsibility to bring this level of information-base to the infant and his family, in order to guide the entire team toward infant-guided co-regulated feeding.

Problem Solving: Benefits of sidelying position for infants

Question, with my responses in BOLDHi Catherine – I was hoping to pick your brain on the sidelying position. I am wanting to understand more how and when people are using this technique. The information I have received has been mixed on the safety and purpose. I saw that you mentioned it in your response so I was hoping to get your take.

We have a unit in the area that uses it for all of their babies. I have seen a lot of kids who are still being fed in this position at 3-6 months of age. This can of course be problematic – any intervention must be used by therapists with thoughtfulness and critical thinking. I suggest to parents to determine readiness after discharge to move to a more typical position by “asking” the infant during a feeding, i.e., attempt to feed the infant in the more typical position and then observe – if the infant does as well as he did in sidelying, or better, in terms of feeding quality (based on stress signs specific swallowing and breathing, or lack thereof, which they have learned before discharge), then try changing to that position for feedings. If the infant does not do as well quality-wise with feeding, he is “telling you” he is not ready for the change in position. I find that about a month after discharge is a good time to “ask” the infant. Just basing it on age is not useful as age itself has little relevance to the prerequisites for a more challenging position, developmentally, posturally and swallowing-wise. We had one child that appeared to have asymmetrical facial features and in the end determined it was from always being fed in that position with a hand on his face and sleeping in that position as well. Those problems may have been co-occurring versus due to use of sidelying –I have not had that happen—but we (ST, OT in NICU) also reinforce thoughtful variety in infant experience. Variety is the key for infant’s at all ages – non-feeding times need to offer a variety of sensory-motor/postural experiences critical for motor learning.

I have been looking into the reasoning they provide families, and it is that food can then pool in the cheeks instead of the throat, to give more time to swallow, and because it’s “beneficial”. My concerns come into play in these areas: 1. Neonates don’t have buccal cavities because of sucking pads Most preterms do not have sucking pads, as they are believed to develop at approximately 36 weeks in utero. Regarding “pooling in cheeks” I don’t think that is good either. 2. Pooling anywhere is concerning, especially when you have significant respiratory concerns and are learning to coordinate the suck/swallow/breathe yes nothing should “pool”; it implies pathology 3. Possible muscle asymmetry created I have not seen this happen as noted above, with the right sensory-motor “environment”, both for feeding and non-feeding times 4. Losing focus on the underlying reason why eating is difficult and pushing before a baby is really ready. Sidelying itself does not push a baby to eat before he is ready, caregivers do. For me, use of sidelying has nothing to do with intake or pushing a preterm to feed. If I determine a preterm is ready to initiate nipple feeding (based a variety of critical domains assessed), I will typically utilize inclined sidelying (i.e. head higher than hips) as a supportive intervention.

I am completely open to learning, but just haven’t gotten much feedback from the professionals I have asked about them “why” of doing it and for which populations they are using it. I have been told my one that she uses it only with older infants that are struggling and by another that she only uses it in a temporary, transition role for 2-3 days for babes that are struggling with still after use of pacing and the slowest flow nipple. I cannot speak to their rationale but only mine, based on my clinical experience with breast and bottlefeeding of preterms, my NDT training, the literature and reflective thinking. I’ll try to hit the key points given the limited space and time. I offer more detail and problem-solving when I teach (see website below). (1) It affords more ease of anterior-posterior rib cage movement (so less effort for the preterm’s musculoskeletal system); (2) It increases lung compliance and decreases airway resistance (per work by Mary Massery, PT and Donna Frownfelter, PT who focus on breathing) (3) It decreases work of breathing due to requiring less anti-gravity movement during breathing (compared to semi-upright or cradled) (4) Makes it easier to maintain head and trunk alignment (5) Provides increased ability to generate subglottic pressure, as opposed to when upright; this may functionally assist effectiveness of cough, if indeed a cough is required, and the infant generates one (6) Bolus flow is less adversely affected by gravity as it can be in semi-upright), which can likely reduce potential for bolus misdirection (7) It is very similar to the cross-cradle position for breastfeeding, which is our benchmark for optimal oral feeding experiences (8) Clark et al, 2007 noted better oxygen saturations and less HR variability with use of sidelying with preterms (8) Suzanne Thoyre PhD at UNC-Chapel Hill, one of my colleagues, is currently studying sidelying with preterms, contrasted with cradled in arms position and semi-upright position; thus far the data are overwhelmingly supporting better state regulation, better swallowing and better physiologic stability with sidelying. (9) I have noted clear improvements in the swallow in Radiology with sidelying as compared to semi-upright with preterms.

Over the last 27 years in the NICU, I have found sidelying, along with slow/low flowrate and co-regulated external pacing, to be one of the most critical interventions to support positive and safe feeding experiences with preterms.

Problem Solving: NICU infants with GER

QUESTION: I have two infants that I am currently treating who were both preemies one extremely premature and one late-preterm. However they are both showing similar s/s that seem to be cues of bigger issues that are not clear to anyone right now. Would love some open discussion and feedback.Both have had VFSS which showed some oral disorganization however pharyngeal stages looked decent organizing in valleculae at appropriate ages. Both babies have been worked up by pediatric GI with suspected milk allergy and are on Nutrimagen.

Taught families to read baby’s cues as first tasks in plan of care and addressed nipple flow rates. One baby with similac slow flow and other with haberman. Both babies take on average one ounce and stop which is a good feed. Some feeds all feed is gavaged due to crying and fussing to point of exhaustion.

Had parents swaddling babies for first several months and now older baby still likes swaddle at time and younger baby is in phase where as soon as mom swaddles she begins to fight and scream.
Both babies have had EGD with no remarkable findings other than which we already knew GERD/EER. Both babies on appropriate H-2 blocker for reflux.

I have had several colleagues comment that they have had similar cases in past and never felt they got anywhere and I just can’t except the we don’t know answer. These two girls cases will drive me crazy until we find the right combination for them as you would expect they both show significant aversions to each and every feed and parents report their best feeds are the “dream feeds”. I would love whatever input is out there to help me continue to piece these girls puzzles together. Thank you!!!

ANSWER: It sounds as though GER/EER may indeed be part of the picture. it is helpful that they did an EGD to ruleout Eosinophilic Esophagitis; not often done in NICUs. That at least tells us that positive intervention strategies due to GI issues will include: frequent burps, not allowing gulping, reducing air swallowing and smaller more frequent feedings, all of which will help these preterms.

The specifics of the post don’t mention GA or current PCA for either infant but we know one is extremely preterm (so I am thinking at or under 28 weeks GA) and one is a late preterm. We know from the literature that the extremely preterm infant is profiled as a high risk fragile feeder due to her co-morbidities, which include very likely respiratory co-morbidities. For her, that may be a bigger influencing factor than the EER. There is the potential for increased WOB and intermittent tachypnea at baseline , and then a subsequent increase in both due to the aerobic demands of feeding, with resulting respiratory fatigue. Her signs of disengagement (i.e., signalling she is done via not rooting or not continuing to suck) may indeed be driven by respiratory issues as much as the effects of EER. Your description of her recent feeding behaviors strongly suggests a primary respiratory issue adversely affecting feeding. I’d tend to stay away from thickening as it has its own adverse sequelae in neonates and stay with effective “co-regulated” external pacing combined with a slow controllable flow rate, sidelying and respect for infant’s signs of engagement and disengagement. Sounds like you are already doing that. Depending on her history, asking/expecting her to take all feeds PO may be beyond her capacity to do so. Caregivers who, with good intentions, “feed past her stop signs” with a focus on “volume-driven” versus “infant-guided” feeding experiences may indeed reinforce negative learning and wire those neural pathways which will ultimately move her “away from” the desire to feed.

The late preterm infant, surprisingly, is in a group, “late preterms”, who, according to the most recent literature, are more likely to be re-admitted for poor feeding than extremely preterm infants. That is because they too have the key co-morbidities, which often get less notice as they are perceived as “a little newborn” by some caregivers. These co-morbidities include respiratory, due to immature lungs and RDS (although more subtle than infants of younger GA)but still adversely affecting coordination and drive to feed. In addition, their other common co-morbitidites often include decreased postural control, hypoglycemia and jaundice, and reduced state regulation (all of which can reduce drive to feed and result in poor endurance and suboptimal intake). Re-alerting strategies are important for this group, as is controllable/slow flow and co-regulated external pacing in a swaddled sidelying positon.

The infant you mention below, whom you fed at 9-12-3 sounds as if she may be the former extremely preterm infant. Her adverse overt behavior of coughing, combined with uncoupling of breathing and swallowing (reflected in gulping, eyebrow raise, eyebrow furrowing and movement into extension) suggest the workload may be beyond her skill level and she may be becoming an unsafe feeder at times, despite having no bolus mis-direction during the VFSS. Look to see if feeders are truly offering co-regulated external pacing; her adverse behaviors you mention below suggest a need for better co-regulation, i.e., breaks could perhaps be offered more contingent on her signs of impending incoordination, to avert stress behaviors by facilitating a stable burst-pause pattern and better swallow-breathe synchrony.

Helping all caregivers recognize that we cannot push preterms beyond their capacity is critical. I think you are providing wonderful infant-guided support. Be careful to not get pulled into the “volume means success” mantra that for years was the guide in the NICU. Both infants, from the limited description, are preterms who may not be able to be full PO feeders in the near future, but they can be supported to have positive experiences no matter what amount they take.

Shaker Webinar on Passy-Muir Valve in the NICU to Optimize Swallowing and Feeding

Shaker Webinar on Passy-Muir Valve in the NICU to Optimize Swallowing and Feeding 

This webinar will highlight the key components of Passy-Muir Valve use in the Neonatal Intensive Unit (NICU) for swallowing and feeding. Limited information is available in the literature about application of the valve in this setting. The presenters will describe their journey, share their key clinical leanings and the positive response in their NICU. The fragile nature of these patients, combined with limited knowledge on the part of medical/nursing staff regarding the benefits of the Passy-Muir Valve, require a thoughtful and team-oriented approach. The clinical benefits for using the valve for swallowing and feeding will be reviewed. Functional changes during instrumental assessments with the valve will be highlighted.

Go to www.passy-muir.com for all the details and to view

Shaker Publication on moving away from volume-driven feeding

“Feed Me Only When I’m Cueing: Moving Away From a Volume-Driven Culture in the NICU” published in the May-June 2012 issue of Neonatal Intensive Care –The Journal of Perinatology-Neonatology.

Abstract: The adverse feeding  outcomes of NICU graduates and their enduring feeding problems suggest a need  to critically look at  “the culture of feeding” in the NICU. It is a pivotal factor in how the preterm experiences feeding , how parents develop their working model of the feeding  relationship, and how the NICU  team communicates about,  and attempts to support,  feeding skills needed for discharge to home. These cultural underpinnings can affect caregiving, both adversely and positively, and, therefore, the emergence of safe and successful feeding and  swallowing.  An “infant-driven” culture of feeding (Ludwig & Waitzman, 2007) embraces the infant as a co-regulatory partner. A more traditional “volume-driven” feeding culture focuses on emptying  the bottle. An Infant-driven culture is suggested as essential for a true cue-based feeding approach, which optimally supports the preterm infant’s developmental strivings and long-term well-being.

Together, we can help change the culture of feeding in the NICU.

Catherine